Hybrid Compliance Lead: SEC/FINRA in Financial Services Job at eZone Staffing LLC, Boca Raton, FL

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  • eZone Staffing LLC
  • Boca Raton, FL

Job Description

A leading compliance firm located in Boca Raton, Florida, is looking for a Compliance Manager to ensure adherence to SEC, FINRA, and state regulations. The ideal candidate will develop and maintain compliance programs, conduct internal audits, and train employees on compliance topics. The role requires at least 3 years of compliance experience, a Bachelor's degree, and strong regulatory knowledge. The firm offers a hybrid work environment along with benefits such as health insurance, 401(k), and PTO. #J-18808-Ljbffr

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