Job DetailExperience Level DirectorDegree Type Juris Doctor (JD)Employment Full TimeWorking Type HybridJob Reference 0000019340Salary Type AnnuallyIndustry Family Office;Wealth ManagementSelling Points Elevate your legal career by advising on securities and compliance matters. Collaborate with cross-functional teams in a hybrid work environment. Develop expertise across diverse legal practice areas.Job DescriptionOverviewServe as a key legal advisor within a dynamic investment firm, providing counsel on securities and investment advisory matters.Collaborate with cross-functional teams to ensure compliance with U.S. and international securities regulations.Develop expertise across multiple legal practice areas, including regulatory, corporate, and fund-related matters.Contribute to policy development, compliance training, and risk mitigation strategies across business lines.Support regulatory inquiries and examinations, coordinating with internal stakeholders and external counsel.Monitor evolving securities legislation and implement timely compliance measures to meet regulatory requirements.Engage in drafting, negotiation, and analytical tasks with high ethical standards and business acumen.Work in a hybrid environment, balancing onsite collaboration with remote flexibility.Key Responsibilities & DutiesAdvise on compliance with U.S. securities laws, including the Investment Advisers Act of 1940.Provide legal support on international securities matters in jurisdictions such as the UK and Singapore.Collaborate with internal teams to develop and implement compliance policies and training programs.Assist with regulatory examinations, audits, and inquiries, ensuring effective communication and resolution.Draft, review, and negotiate contracts and legal documents with precision and attention to detail.Monitor legislative changes and advise on necessary adjustments to compliance strategies.Support cross-functional initiatives and contribute to the firm's overall legal and compliance framework.Engage with senior leadership to provide practical legal advice and strategic insights.Job RequirementsJuris Doctor (JD) degree from an accredited law school with U.S. licensure.Minimum of 4 years of experience in a law firm or in-house legal department.Expertise in U.S. securities laws, including the Investment Advisers Act of 1940.Strong drafting, analytical, and negotiation skills with excellent judgment.Ability to work collaboratively across departments in a fast-paced environment.Familiarity with international securities laws in the UK and Singapore is preferred.Interest in AI-driven legal tools and willingness to grow into a generalist role.High ethical standards and emotional intelligence with a solution-oriented mindset.
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